Broker Check

Raymond Noel Awarded 2017 Ethics Approved Status

| July 17, 2017
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The International Association of Registered Financial Consultants (IARFC) has recently awarded Raymond R. Noel, CAP®, AIF®, RFC®, MBA, CFS, CEPA® of Northeast Planning Associates, Inc. the “Ethics Approved Seal” for his adherence to the IARFC Code of Ethics.

This historical verification includes background checks from the Financial Industry Regulatory Authority (FINRA), state licensing records and internet recognition searches. A clean record for the past 5 years satisfies the IARFC requirements for being “Ethics Approved”.

Ray has been serving clients for over 19 years specializing in the areas of Comprehensive Holistic Financial Planning, Wealth Management and Business Exit Planning.

“This is an effort towards increased transparency”, explained IARFC Chairman H. Stephen Bailey. “The public is more educated than ever and needs assurance of the background of their financial professional and their adherence to a Code of Ethics. We are proud of our members who maintain this high level of integrity year after year”.

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